Caledonian Bank I, 145 F. Supp. 3d at 306. Nonetheless, there are many exemptions from the registration requirement. Here, Verdmont urges this Court to apply the “dealer exemption.” A. Dealer ...

NEW YORK (Reuters) - The U.S. Securities and Exchange Commission on Wednesday won approval of a settlement with failed Cayman Islands-based Caledonian Bank Ltd, despite criticism by a federal judge of ...

i2c, Inc., a provider of payment processing and emerging commerce solutions, today announced that Caledonian Bank Ltd., a division of Caledonian Global Financial Services Inc., is leveraging its ...

MANHATTAN – Cayman Islands-based Caledonian Bank and four other companies took more than $75 million from unregistered sales of “virtually worthless” penny stocks, the SEC claims in court. The SEC on ...

Cayman Islands-based Caledonian Bank & Trust Limited is to use systems and services from ADP/OMR, a division of ADP Brokerage Services Group, to provide offshore fund administration processes to the ...