Open source software (OSS) has become an indispensable element of modern technological ecosystems, enabling global collaboration, rapid innovation and widespread access to cutting‐edge tools. Central ...

ACTIVITY. CANNABIS IN FULL SUPPORT OF THE LATEST CANNABIS ENFORCEMENT LEGISLATION. THE LAW NOW IN EFFECT. FINALLY, THE LAW ENFORCEMENT OFFICERS WILL HAVE THE ABILITY TO GO INTO STORES, TAKE ILLICIT ...

While there's no legal imperative for a dealership to hire a compliance officer, dealers who don't dedicate an employee to monitor compliance are more vulnerable to customer complaints and legal ...

Compliance officers do not have easy jobs. They’ve got to navigate ever-changing regulations, follow trends in their own industry and other parts of the world, while also managing the internal culture ...

In a recent Bloomberg article, Whitney Ford raised the need for an “AI Compliance Officer.” Ford believes that such a role is suited to a corporate legal department. However, I believe such a role is ...

In 2016, FINRA decided to take a closer look at how firms integrate compliance into their culture. Although this focus didn’t make it into the 2017 exam priorities letter, it stands to reason that ...