TP ICAP has chosen Bloomberg Entity Exchange to provide trading venue registration, supporting compliance with the second Markets in Financial Instruments Directive (MiFID II). The Bloomberg platform ...
The issue of how firms should pay for investment research continues to be a controversial topic in the financial markets. The U.S. has maintained the approach it adopted before the mid-2000s, which is ...
In Europe, the second Markets in Financial Instruments Directive and Regulation (MiFID II/MiFIR) have been with us since January 2018. In the preceding months, market participants completed multi-year ...
TRAction, a regulatory reporting services provider, has introduced a new solution to help UK and European investment managers with the second Markets in Financial Instruments Directive (MiFID II) ...
The House on Tuesday passed a bill to codify now-expired guidance from the Securities and Exchange Commission allowing U.S. broker-dealers to receive separate payments for research without being ...
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On July 3, 2023, the U.S. Securities and Exchange Commission (the “SEC”) let expire a long-standing Division of Investment Management temporary no-action letter under the Investment Advisers Act of ...
The UK’s Financial Conduct Authority (FCA) is hoping to publish the long-awaited conclusions of its review into the implementation of the EU’s Markets in Financial Instruments Directive (Mifid II) ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
EU MiFID II unbundling rules damaged research and liquidity in London's main stock market, new study
New research from the University of Bath shows the European Union's MiFID II financial market reforms inadvertently reduced research activity and adversely affected liquidity in London's main stock ...
MiCA passed in 2022, but aspects of it are still being worked out. Defining a financial instrument is a big outstanding question. The European Securities and Markets Authority (ESMA) released two ...
There have been many changes within the economic landscape in Europe and the United Kingdom since the first agreement that launched the Markets in Financial Derivatives (MiFID) protocols in 2007 were ...
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